In 1998, Jeff Roth started developing the ORM platform to address emerging compliance and operational risk management challenges. During the next several years, the platform continued to evolve with the help of many risk management professionals who knew and worked with him as well as input from federal banking examiners who reviewed his compliance programs over the years.
This revolutionary tool was not available to the public—only to the financial institutions where Jeff worked. The patented software is now available to the public, so all financial institutions, financial services companies and service providers can take advantage of its unique functionality.
What sets ORM apart from competing products is its development from the inside-out; ORM is more efficient and less expensive than investor-driven tools, providing the best approach to compliance. Banking examiners and users love it because it consistently delivers almost unheard of exam results, including occasions when the clients had no compliance findings.
Meet the Management Team
Jeff Roth
Founder and Managing Director
Jeff is a uniquely qualified compliance executive who successfully directed the recovery of three major financial institutions from serious regulatory enforcement actions. He has a proven track record in establishing highly effective compliance and risk management programs and infrastructure—developing and implementing innovative methodologies, processes and tools that achieved swift compliance while improving business performance. His experience also includes managing bank committees and developing strategic plans to define corporate governance and improve risk management cultures.
Jeff serves as both the Director of the ORM software company, but also, JRMetz, Inc., a consulting firm that helps financial institutions achieve sustained regulatory compliance through highly effective compliance management systems. Previously, he served as Senior Vice President, Enterprise Risk and Chief Compliance Officer for HSBC Bank Nevada NA; Chief Compliance Officer for Providian Financial Corporation; and Chief Compliance Officer and Senior Vice President, Control Services Manager for Bank of America, NA. After earning a Bachelor of Science in accounting from Arizona State University, he joined Citibank and served as Director of Compliance for Sears Roebuck & Co. early in his career.
Jeff has been published in The Journal of Accountancy, ABA Bank Compliance, ABA Banking Journal and OpRisk & Compliance magazines. His speaking experience includes the ABA National Graduate Compliance School and numerous industry seminars and educational programs.
Stacie Kelly
Business Manager and Senior Compliance Consultant
Stacie is a respected risk and compliance consultant who has more than 25 years of experience providing professional services to payment processors and financial institutions. She has significant team building experience and a strong track record of identifying root problems and developing workable solutions. She joined ORM in 2022 after providing services such as risk assessment preparation, project management and complex investigations for clients including JRMetz, Inc., The Dominion Advisory Group and Booz, Allen Hamilton for more than five years.
Stacie’s previous experience includes serving as Assistant Vice President Payments Compliance for SWBC and BSA/AML Compliance Officer for JPMorgan Chase. She earned a Bachelor of Science in management from Austin, TX’s Park University and a Master of Arts in development and adult education from Texas State University in San Marcus.
